-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, jJmQUNVzWKf4MckPJ97J2MvaJSLUAfNc8QUakFBpeqVDqD3KMdFIxqUHPhK0rYrL Qd6OtWW67L+/sQSVKOKGWQ== 0000950133-94-000131.txt : 19940613 0000950133-94-000131.hdr.sgml : 19940613 ACCESSION NUMBER: 0000950133-94-000131 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEHMAN BROTHERS HOLDINGS INC CENTRAL INDEX KEY: 0000806085 STANDARD INDUSTRIAL CLASSIFICATION: 6211 IRS NUMBER: 133216325 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39120 FILM NUMBER: 94533780 BUSINESS ADDRESS: STREET 1: AMERICAN EXPRESS TWR STREET 2: 3 WORLD FINANCIAL CNTR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2122982000 MAIL ADDRESS: STREET 1: AMERICAN EXPRESS TOWER STREET 2: WORLD FINANCIAL CENTER ATTN GEN COUNSEL CITY: NEW YORK STATE: NY ZIP: 10283 FORMER COMPANY: FORMER CONFORMED NAME: SHEARSON LEHMAN HUTTON HOLDINGS INC DATE OF NAME CHANGE: 19901017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIPPON LIFE INSURANCE CO CENTRAL INDEX KEY: 0000905591 STANDARD INDUSTRIAL CLASSIFICATION: STATE OF INCORPORATION: MO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 122 YURAKUCHO CHIYODA CITY: TOKYO 100 STATE: M0 BUSINESS PHONE: 2123187700 MAIL ADDRESS: STREET 2: 1251 AVENUE OF THE AMERICAS SUITE 5210 CITY: NEW YORK STATE: NY ZIP: 10020-1198 SC 13G 1 NIPPON LIFE INSURANCE SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. --------)* LEHMAN BROTHERS HOLDINGS INC. COMMON STOCK 524908 10 0 ----------- (CUSIP NUMBER) Check the following box if a fee is being paid with this statement / x /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 1. name of reporting person S.S. or I.R.S. Identification No. of above person NIPPON LIFE INSURANCE COMPANY 2. check the appropriate box if a member of a group* (a) / / (b) / / 3. SEC use only 4. citizenship or place of organization JAPAN Number of 5. sole voting power Shares Beneficially Owned by Each 12,924,488 Reporting Person With 6. shared voting power 7. sole dispositive power 12,924,488 8. shared dispositive power 9. aggregate amount beneficially owned by each reporting person 12,924,488 10. check box if the aggregate amount in row (9) excludes certain shares* 11. percent of class represented by amount in Row 9 11.4 12. type of reporting person* IC 2 3 ITEM 1. (a) Name of Issuer: LEHMAN BROTHERS HOLDINGS INC. (b) Address of Issuer's Principal Executive Offices: 3 WORLD FINANCIAL CENTER NEW YORK, NY 10285 ITEM 2. (a) Name of Person Filing: NIPPON LIFE INSURANCE COMPANY (b) Address of Principal Business Office or, if none, Residence: 2-2 YURAKUCHO, 1-CHOME CHIYODA-KU, TOKYO 100, JAPAN (c) Citizenship: JAPAN (d) Title of Class of Securities: COMMON STOCK (e) CUSIP Number: 524908 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in Section 3(a)(6) of the Act (c) / x / Insurance Company as defined in Section 3(a)(19) of the Act (d) / / Investment Company registered under Section 8 of the Investment Company Act (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) Amount beneficially owned: 12,924,488 (b) Percent of Class: 11.4 (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 12,924,488 3 4 (ii) shared power to vote or to direct the vote (iii) sole power to dispose or to direct the disposition of: 12,924,488 (iv) shared power to dispose or to direct the disposition of ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth below in this statement is true, complete and correct. June 8, 1994 -------------------------------- Date /s/ T. Maeda -------------------------------- Signature Deputy Chief Representative --------------------------------- Name/Title 4 -----END PRIVACY-ENHANCED MESSAGE-----